Roger N. Walter

Mr. Walter served as General Counsel to the Kansas Securities Commissioner for over 14 years. He also served on the Broker-Dealer Regulation Committee of the North American Securities Administrators Association and chaired the Viatical Investments Task Force with that organization. Roger represents investors in securities arbitrations against their financial advisors or stockbrokers seeking recovery of investment losses in a wide range of disputes. He also represents financial professionals in defending arbitration claims, in resolving regulatory compliance issues with state and federal...