Case Result
$1.1M
FINRA Arbitration
2023
Charlotte, NC
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Case Details
Fred Monroe represented certain trusts and an individual in an action arising from recommendations of unsuitable account investments and excessive trading activity against Hilltop Securities, Inc.
Additional Notes
Award in the principal amount of $776,000.00, plus interest in the amount of $274,225.00. Following a four-day hearing before an arbitration panel.
More Results from James, McElroy & Diehl, P.A.The results shown are not necessarily representative of all results obtained by this firm.
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