Case Result

$1.3M

FINRA Arbitration Defense

Trial Verdict
Montclair, NJ

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Case Details

Second-chaired a FINRA arbitration resulting in client being absolved from liability for a $1.25 million forgivable loan based on a financial institution’s misstatement when courting and retaining client.

Additional Notes

Client absolved from liability for a $1.25 million forgivable loan.

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