Case Result

$2M

Securities Arbitration & Litigation

2020
Palm Beach Gardens, FL

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Case Details

NASD arbitration panel ordered Merrill Lynch to pay former Major League outfielder Ángel Pagán and his wife for investing them in 'unsuitably high concentrations' of Puerto Rico municipal bonds and closed-end bond funds.

Additional Notes

The award includes $1.7 million in compensatory damages, plus $89,000 in costs and interest calculated at 4.5%. The couple’s request for $6 million in punitive damages was denied. Pagán and his wife claimed they lost about $2 million on the investments made between 2012 and 2016.

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$2M Securities Arbitration & Litigation Case Result | Schwed Kahle & Kress, P.A. | ThatCarHitMe.com