Case Result

$40,000

Investment Fraud

Burbank, CA

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Case Details

Our client, a bus mechanic, lost his $30,000 life savings after investing in highly speculative limited partnerships based on a broker's inducement. An action was brought before the NASD.

Additional Notes

The NASD panel awarded our client $40,000 for lost investments due to broker negligence and the firm's failure to supervise.

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