Case Result
$6.3M
Investment Misconduct - Mutual Fund Overcharges
2015
Albany, NY
Case results are sourced directly from attorney websites by Injuria.ai's data infrastructure, which actively monitors 22,000+ personal injury law firms. They are not results obtained by ThatCarHitMe.com. Prior results do not guarantee a similar outcome.
Case Details
LPL Financial ordered by FINRA to pay restitution to retirement accounts and charities overcharged for mutual funds due to failure to waive sales charges.
Additional Notes
Part of a larger FINRA order for over $30 million in restitution from multiple firms.
More Results from The Law Offices of Timothy J. O’Connor & Stockbroker LawThe results shown are not necessarily representative of all results obtained by this firm.
Represented By
The Law Offices of Timothy J. O’Connor & Stockbroker Law
Albany, NY
1 attorney
Top Rated Personal Injury Law Firms in Albany, NY
Compare firms ranked by Google Reviews.
View Top Rated Firms