Case Result
$60,000
FINRA Arbitration
Trial Verdict
Hicksville, NY
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Case Details
Represented a retired former Lowe’s Home Improvement employee in an unauthorized transactions case whereby the broker purchased and sold a private placement security without her permission.
Additional Notes
Pamela A Frost IRA vs. Laidlaw & Company and Kevin R. Wilson. FINRA CASE ID 19-01199
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